Customer Arbitrations in High Stakes Matters

The Customer Arbitrations in High Stakes Matters Practice Group is led by Carl F. Schoeppl, a former senior federal prosecutor with the SEC.    Mr. Schoeppl’s prior experience in prosecuting securities fraud cases on behalf of the SEC for over a half a decade and his substantial experience in defending broker-dealers, investment advisers, registered representatives, compliance officers, and other associated persons with regulated securities firms over the past 20 years enable him to identify potentially meritorious cases where investors incur substantial losses typically of $1 million or more.

Since we normally handle high stakes customer arbitrations before FINRA on a contingent fee basis and our focus is on maximizing success, Schoeppl Law, P.A. is highly selective in screening prospective cases through the pre-filing case evaluation process.  Schoeppl Law, P.A. has represented aggrieved investors in FINRA arbitration claims for more than 20 years in cases ranging from, among other things, unauthorized trading, unsuitability, over-concentration, selling away, breach of fiduciary duty, breach of contract, fraud, negligent misrepresentation, gross negligence, negligence to failure to supervise.   All case reviews are free and we respond to your inquiries promptly.  If you believe that you have suffered substantial losses in your brokerage account, please call (561) 394-8301 and request to speak to the Chair of our High Stakes Practice Group, Carl F. Schoeppl.

WHO WE REPRESENT

TYPES OF CUSTOMER ARBITRATION MATTERS WE HANDLE

Customers

Unauthorized Trading Claims

High Net Worth Clients

Over-concentration/Lack of Diversification Claims

Investors

Failure to Supervise Claims

Retirees

Unsuitability Claims

Lottery Winners

Churning Claims

Celebrities

Selling Away Claims

Professional Athletes

Breach of Fiduciary Duty Claims

Trustees

Breach of Contract Claims

IRA Account Holders

Penny Stock Claims

Businesses

Fraud Claims

Elderly Clients

Securities Fraud Claims in Violation of Section 517 of the Florida Statutes

Estates

Ponzi Schemes

Guardians

Elder Abuse Claims in Violation of Section 415 of the Florida Statutes

Custodians

Negligent Misrepresentation Claims

Fiduciaries

Negligence Claims

Beneficiaries

Gross Negligence Claims

Families

Unregistered Sales of Securities Claims

 

Civil Theft Claims

 

Conversion Claims

Schoeppl Law, P.A.

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4651 North Federal Highway
Boca Raton, Florida 33431

T. 561-394-8301 | F. 561-394-3121

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